Peterkins

• Principal Place of Business

  100 Union Street

  Aberdeen

  Aberdeenshire

  AB10 1QR

  UNITED KINGDOM

  Phone

  +441224428000

  Web

  https://www.peterkins.com

• Complaints Contact

  100 Union Street

  Aberdeen

  Aberdeenshire

  AB10 1QR

  UNITED KINGDOM

  Phone

  +441224428000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Graham George Matthews

  IRN GGM01024

  • SMF27 Partner (9 Dec 2019 to 28 May 2021)
  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Hartley Wilson Lumsden

  IRN HWL01006

  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Aug 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jul 2022)
  • SMF27 Partner (9 Dec 2019 to 18 Jul 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jul 2022)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 18 Jul 2022)
  • CF10 Compliance Oversight (22 Jun 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Jun 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• John Barrowman

  IRN JXB01646

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Nov 2013 to 8 Dec 2019)
• Kenneth Marshall

  IRN KXM01265

  • CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2005)
• Nicholas Robert Holgate Lawman

  IRN NRL00005

  • CF30 Customer (5 Mar 2010 to 23 Oct 2013)
• Paul Clark

  IRN PXC00400

  • [FCA CF] Manager of certification employee (since 11 May 2023)
  • Responsibility for MCD Intermediation (since 19 May 2022)
  • Responsible for Insurance Distribution (since 19 May 2022)
  • SMF16 Compliance Oversight (since 19 May 2022)
  • SMF27 Partner (since 19 May 2022)
• Paul Wilson MacAllan

  IRN PWM01066

  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
• Robert Brendan Cameron

  IRN RBC01033

  • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
  • CF4 Partner (1 Dec 2001 to 1 Dec 2001)
• Robert Gordon Williamson Davidson

  IRN RXD00304

  • SMF27 Partner (since 19 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 May 2022)
• Roy Brodie

  IRN RXB01458

  • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
  • CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)

No changes recorded yet.