Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 May 2024)
    • CF30 Customer (since 19 May 2024)
    • (265)Employed By (since 19 May 2024)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (17 Dec 2014 to 15 Feb 2018)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (1 Dec 2014 to 15 Feb 2018)
  • Peterkins (no longer approved here)

    FRN 113007

    • CF30 Customer (5 Mar 2010 to 23 Oct 2013)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (12 Feb 2010 to 1 Mar 2010)
  • George John Hill (no longer approved here)

    FRN 410477

    • (4)Employed By (12 Feb 2010 to 1 Mar 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Jul 2008)
    • CF22 Investment Adviser (Trainee) (3 Oct 2007 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (13 Aug 2007 to 20 Aug 2007)
  • Clark & Turner Ltd (no longer approved here)

    FRN 469368

    • Employed By (13 Aug 2007 to 20 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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