Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 20 May 2024)
- CF30 Customer (since 19 May 2024)
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Quilter Financial Advisers Ltd
FRN 452529
- (265)Employed By (since 19 May 2024)
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- Employed By (17 Dec 2014 to 15 Feb 2018)
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- CF30 Customer (1 Dec 2014 to 15 Feb 2018)
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- CF30 Customer (5 Mar 2010 to 23 Oct 2013)
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- CF30 Customer (12 Feb 2010 to 1 Mar 2010)
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- (4)Employed By (12 Feb 2010 to 1 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2008)
- CF22 Investment Adviser (Trainee) (3 Oct 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (13 Aug 2007 to 20 Aug 2007)
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- Employed By (13 Aug 2007 to 20 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.