Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 10 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2020)
- CF11 Money Laundering Reporting (1 Jul 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Jul 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (1 Jul 2005 to 30 Sep 2018)
- CF3 Chief Executive (1 Jul 2005 to 17 Sep 2009)
- CF1 Director (1 Jul 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2005 to 17 Sep 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
- CF4 Partner (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.