Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Solicitors Financial Centre Limited (no longer approved here)

    FRN 425418

    • SMF3 Executive Director (9 Dec 2019 to 10 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2020)
    • CF11 Money Laundering Reporting (1 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Jul 2005 to 30 Sep 2018)
    • CF3 Chief Executive (1 Jul 2005 to 17 Sep 2009)
    • CF1 Director (1 Jul 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2005 to 17 Sep 2009)
  • Peterkins (no longer approved here)

    FRN 113007

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
    • CF4 Partner (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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