Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 Union StreetAberdeenAberdeenshireAB10 1QRUNITED KINGDOM- Phone
- +441224428000
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Complaints Contact
100 Union StreetAberdeenAberdeenshireAB10 1QRUNITED KINGDOM- Phone
- +441224428000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sean Douglas Sinclair
IRN SXS00321
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
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Thomas George Rennie
IRN TGR01018
- CF10a CASS Oversight function (1 Oct 2011 to 15 Jun 2012)
- CF30 Customer (1 Nov 2007 to 18 May 2009)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (1 Dec 2001 to 15 Jun 2012)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF10 Compliance Oversight (1 Dec 2001 to 15 Jun 2012)
- CF11 Money Laundering Reporting (1 Dec 2001 to 15 Jun 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Wolter Guy Ian Ramsay Bentinck
IRN WGB01020
- CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.