Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 King Street
    Penrith
    Cumbria
    CA11 7AR
    UNITED KINGDOM
    Phone
    +4401768863675
  • Complaints Contact

    7 King Street
    Penrith
    Cumbria
    CA11 7AR
    UNITED KINGDOM
    Phone
    +441768863675

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Silburn

    IRN GXS01370

    • CF2 Non Executive Director (1 Nov 2002 to 6 Mar 2016)
  • Gordan Morton Rigg

    IRN GMR01047

    • CF2 Non Executive Director (1 Dec 2001 to 30 Sep 2013)
  • Heather Ripley

    IRN HXR28995

    • [FCA CF] Material risk taker (16 May 2019 to 30 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 May 2019 to 30 May 2025)
  • Janice Lincoln

    IRN JXS01530

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Jun 2024)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 30 Jun 2024)
    • CF2 Non Executive Director (19 Sep 2014 to 6 Mar 2016)
  • John Anthony Clarke

    IRN JAC01218

    • CF10 Compliance Oversight (7 Mar 2006 to 31 Mar 2006)
  • Joseph Stephen Hollins-Gibson

    IRN JSH01096

    • CF2 Non Executive Director (1 Dec 2001 to 30 Sep 2014)
  • Kevin Parr

    IRN KXP00003

    • SMF14 Senior Independent Director (1 Feb 2022 to 31 Oct 2022)
    • Director of firm who is not a certification employee or a SMF manager (23 Apr 2020 to 31 Oct 2022)
  • Kimberley Dodd

    IRN KXD00165

    • [FCA CF] Material risk taker (since 16 Apr 2025)
  • Lindsay Altham Kidd

    IRN LAK01017

    • CF2 Non Executive Director (1 Dec 2001 to 31 Oct 2002)
  • Louise Harper-Brown

    IRN LXH00499

    • [FCA CF] Material risk taker (since 27 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.