Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 King Street
    Penrith
    Cumbria
    CA11 7AR
    UNITED KINGDOM
    Phone
    +4401768863675
  • Complaints Contact

    7 King Street
    Penrith
    Cumbria
    CA11 7AR
    UNITED KINGDOM
    Phone
    +441768863675

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Watt

    IRN LXW00316

    • [FCA CF] Material risk taker (since 28 Oct 2022)
  • Michelle Stevens

    IRN MXS02082

    • [FCA CF] Significant management (25 May 2018 to 10 Nov 2023)
    • [FCA CF] Material risk taker (25 May 2018 to 10 Nov 2023)
    • [FCA CF] Manager of certification employee (25 May 2018 to 10 Nov 2023)
  • Natalie Ruane

    IRN NXR01390

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 1 May 2017)
    • CF2 Non Executive Director (30 Apr 2015 to 6 Mar 2016)
  • Nicola Marie Marsh

    IRN NXM09872

    • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2023)
  • Paul Richardson

    IRN PXR01217

    • CF1 Director (8 Aug 2007 to 7 Jan 2011)
    • CF10 Compliance Oversight (11 Aug 2006 to 7 Jan 2011)
  • Peter O'May Campbell

    IRN POC01003

    • CF2 Non Executive Director (1 Dec 2001 to 1 May 2013)
  • Richard John Vecqueray

    IRN RXV28991

    • Director of firm who is not a certification employee or a SMF manager (27 Apr 2017 to 22 Apr 2020)
  • Robert James Cairns

    IRN RJC01188

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 1 Nov 2021)
    • CF2 Non Executive Director (1 May 2013 to 6 Mar 2016)
  • Roderick Ashley

    IRN RXA01235

    • SMF9 Chair of the Governing Body (since 11 Apr 2025)
    • SMF14 Senior Independent Director (7 Aug 2023 to 11 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (23 Apr 2020 to 11 Apr 2025)
  • Ronald James Kenyon

    IRN RJK01068

    • CF2 Non Executive Director (1 Dec 2001 to 13 Jan 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.