Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 King Street
    Penrith
    Cumbria
    CA11 7AR
    UNITED KINGDOM
    Phone
    +4401768863675
  • Complaints Contact

    7 King Street
    Penrith
    Cumbria
    CA11 7AR
    UNITED KINGDOM
    Phone
    +441768863675

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Jane Askew

    IRN SXA28993

    • [FCA CF] Material risk taker (since 18 Aug 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Aug 2016)
  • Timothy James Bowen

    IRN TJB01234

    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Nov 2023)
    • Responsible for Insurance Mediation (31 Jan 2018 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (31 Jan 2018 to 16 Nov 2023)
    • SMF1 Chief Executive (1 Jan 2018 to 16 Nov 2023)
  • Timothy Vigeon

    IRN TXV34579

    • [FCA CF] Material risk taker (9 Apr 2024 to 31 Dec 2025)
  • William Robert Charles Lindsay

    IRN WRL01015

    • SMF9 Chair of the Governing Body (7 Jul 2021 to 11 Apr 2025)
    • SMF13 Chair of the Nominations Committee (13 Oct 2020 to 1 Nov 2021)
    • SMF14 Senior Independent Director (7 Mar 2016 to 13 Oct 2020)
    • CF2 Non Executive Director (30 Apr 2015 to 6 Mar 2016)
  • Zachary James Hocking

    IRN ZJH01002

    • Responsible for Insurance Distribution (since 21 Feb 2024)
    • Responsibility for MCD Intermediation (since 21 Feb 2024)
    • SMF1 Chief Executive (since 21 Feb 2024)
  • richard leslie drinkwater

    IRN RXD28971

    • SMF14 Senior Independent Director (since 10 Dec 2025)
    • SMF13 Chair of the Nominations Committee (since 25 Apr 2022)
    • SMF14 Senior Independent Director (25 Jun 2020 to 25 Apr 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2017 to 25 Jun 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.