Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Penrith Building Society
FRN 164473
- Responsibility for MCD Intermediation (since 21 Feb 2024)
- SMF1 Chief Executive (since 21 Feb 2024)
- Responsible for Insurance Distribution (since 21 Feb 2024)
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- [FCA CF] Significant management (14 Apr 2022 to 30 Nov 2022)
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- [PRA CF] Significant risk taker or Material risk taker (3 Sep 2018 to 15 Oct 2021)
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- CF2 Non Executive Director (4 Feb 2013 to 28 Mar 2014)
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- CF27 Investment Management (1 Dec 2001 to 3 Sep 2004)
- CF26 Customer Trading (1 Dec 2001 to 3 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.