Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Penrith Building Society
FRN 164473
- SMF9 Chair of the Governing Body (since 11 Apr 2025)
- SMF14 Senior Independent Director (7 Aug 2023 to 11 Apr 2025)
- Director of firm who is not a certification employee or a SMF manager (23 Apr 2020 to 11 Apr 2025)
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Number One Police Credit Union Limited
FRN 213301
- Director of firm who is not a certification employee or a SMF manager (since 23 Jul 2024)
- SMF16 Compliance Oversight (8 Nov 2017 to 3 May 2018)
- SMF11 Chair of the Audit Committee (8 Nov 2017 to 11 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jun 2017 to 23 Jul 2024)
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- Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2012)
- CF3 Chief Executive (2 Jul 2002 to 31 Dec 2012)
- CF8 Apportionment and Oversight (2 Jul 2002 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.