Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (28 Jun 2019 to 30 Nov 2021)
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- SMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Jun 2024)
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 30 Jun 2024)
- CF2 Non Executive Director (19 Sep 2014 to 6 Mar 2016)
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- CF10 Compliance Oversight (1 Jan 2013 to 26 Sep 2014)
- CF11 Money Laundering Reporting (20 Oct 2010 to 16 May 2012)
- CF1 Director (20 Oct 2010 to 27 Feb 2015)
- CF28 Systems and controls (1 Nov 2007 to 9 Mar 2015)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.