Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF14 Senior Independent Director (1 Feb 2022 to 31 Oct 2022)
- Director of firm who is not a certification employee or a SMF manager (23 Apr 2020 to 31 Oct 2022)
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- SMF1 Chief Executive (7 Mar 2016 to 31 Mar 2018)
- SMF4 Chief Risk (7 Mar 2016 to 12 Oct 2017)
- CF10 Compliance Oversight (1 Sep 2009 to 4 Oct 2010)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2018)
- CF8 Apportionment and Oversight (1 Dec 2002 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2002 to 6 Mar 2016)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
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- CF1 Director (11 Dec 2015 to 31 Mar 2018)
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- CF1 Director (AR) (23 Oct 2012 to 12 Jan 2017)
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- Employed By (23 Oct 2012 to 12 Jan 2017)
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- CF1 Director (AR) (1 May 2008 to 22 Jun 2009)
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- CF1 Director (AR) (1 Dec 2001 to 22 Aug 2018)
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- Employed By (1 Dec 2001 to 22 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.