Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Penrith Building Society (no longer approved here)

    FRN 164473

    • SMF14 Senior Independent Director (1 Feb 2022 to 31 Oct 2022)
    • Director of firm who is not a certification employee or a SMF manager (23 Apr 2020 to 31 Oct 2022)
  • Cumberland Building Society (no longer approved here)

    FRN 106074

    • SMF1 Chief Executive (7 Mar 2016 to 31 Mar 2018)
    • SMF4 Chief Risk (7 Mar 2016 to 12 Oct 2017)
    • CF10 Compliance Oversight (1 Sep 2009 to 4 Oct 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2018)
    • CF8 Apportionment and Oversight (1 Dec 2002 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2002 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Borderway Finance Limited (no longer approved here)

    FRN 670091

    • CF1 Director (11 Dec 2015 to 31 Mar 2018)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (23 Oct 2012 to 12 Jan 2017)
  • Cumberland Financial Planning Ltd (no longer approved here)

    FRN 589832

    • Employed By (23 Oct 2012 to 12 Jan 2017)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (1 May 2008 to 22 Jun 2009)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (1 Dec 2001 to 22 Aug 2018)
  • Cumberland Financial Services Limited (no longer approved here)

    FRN 200391

    • Employed By (1 Dec 2001 to 22 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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