Cumberland Building Society

• Principal Place of Business

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

  Web

  https://www.cumberland.co.uk

• Complaints Contact

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Adam Todd

  IRN AXT32346

  • [FCA CF] Functions requiring qualifications (20 Jun 2019 to 30 Jun 2023)
• Alan Benjamin Hoffmann

  IRN ABH01048

  • CF28 Systems and controls (20 Mar 2012 to 6 Mar 2016)
• Alan James Johnston

  IRN AJJ01055

  • SMF11 Chair of the Audit Committee (18 Nov 2016 to 30 Sep 2020)
  • SMF14 Senior Independent Director (7 Mar 2016 to 18 Nov 2016)
  • CF2 Non Executive Director (31 Jan 2011 to 6 Mar 2016)
• Alan McJannett

  IRN AXM00095

  • CF30 Customer (27 Feb 2008 to 23 Nov 2012)
• Alasdair Robert Glendinning

  IRN AXG01139

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
• Alex Porter

  IRN AXP01169

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2024)
• Alex Windle

  IRN AXW02404

  • Responsibility for MCD Intermediation (3 Jun 2020 to 1 Mar 2022)
  • SMF18 Other Overall Responsibility (3 Jun 2020 to 17 Apr 2023)
  • Responsible for Insurance Distribution (3 Jun 2020 to 1 Mar 2022)
  • [FCA CF] Significant management (7 Mar 2019 to 17 Apr 2023)
  • [FCA CF] Material risk taker (7 Mar 2019 to 17 Apr 2023)
• Alexander James Irvin

  IRN AXI00122

  • [FCA CF] Significant management (5 Sep 2022 to 14 Nov 2024)
• Alison Muir

  IRN AXM32985

  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2026)
• Allan Nicol

  IRN AXN00456

  • [FCA CF] Functions requiring qualifications (1 Jan 2024 to 11 Jan 2026)

No changes recorded yet.