Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Penrith Building Society (no longer approved here)

    FRN 164473

    • CF10 Compliance Oversight (7 Mar 2006 to 31 Mar 2006)
  • Vernon Building Society (no longer approved here)

    FRN 195475

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Jun 2004 to 31 Mar 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jan 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.