Pemberton Operational Services UK Limited

FRN: 835810
Companies House: 11852522
Last scraped: 3 hours ago

This firm operates as an appointed representative of Pemberton Capital Advisors LLP. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

5 Howick Place

London

Westminster

SW1P 1WG

UNITED KINGDOM

Phone

+442079939300

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Angharad Needham
IRN AXN00273
- (1)Employed By (since 9 Dec 2022)
Colin Patrick Taheny
IRN CXT00375
- (2)Employed By (since 1 Dec 2022)
Graeme John Dell
IRN GJD00048
- (1)Employed By (9 Nov 2022 to 31 Jul 2023)
Mark Jonathan Hickey
IRN MJH01313
- (3)Employed By (19 Mar 2019 to 21 Jun 2023)
Nicole Jayne Gates
IRN NJG01076
- (2)Employed By (1 Jun 2021 to 13 Dec 2022)
Thomas Lack
IRN TXL01178
- (4)Employed By (25 Mar 2019 to 19 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.