Mark Jonathan Hickey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pemberton Capital Advisors LLP

    FRN 561640

    • [FCA CF] Material risk taker (since 28 Feb 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (19 Mar 2019 to 23 Dec 2022)
    • CF4 Partner (5 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (14 Oct 2013 to 21 Jun 2023)
  • Pemberton Operational Services UK Limited (no longer approved here)

    FRN 835810

    • (3)Employed By (19 Mar 2019 to 21 Jun 2023)
  • Topaz Finance Limited (no longer approved here)

    FRN 461671

    • Responsible for Insurance Mediation (29 Apr 2009 to 20 Nov 2009)
    • CF3 Chief Executive (29 Apr 2009 to 20 Nov 2009)
    • CF1 Director (29 Apr 2009 to 20 Nov 2009)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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