Graeme John Dell

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • CF1 Director (AR) (9 Nov 2022 to 31 Jul 2023)
    • SMF27 Partner (9 May 2022 to 31 Jul 2023)
    • [FCA CF] Material risk taker (28 Feb 2022 to 31 Jul 2023)
    • [FCA CF] Client dealing (4 Aug 2021 to 31 Jul 2023)
  • Pemberton Operational Services UK Limited (no longer approved here)

    FRN 835810

    • (1)Employed By (9 Nov 2022 to 31 Jul 2023)
  • BC Partners LLP (no longer approved here)

    FRN 738808

    • SMF27 Partner (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
    • CF11 Money Laundering Reporting (1 Jul 2016 to 2 Jan 2017)
    • CF10 Compliance Oversight (1 Jul 2016 to 2 Jan 2017)
    • CF28 Systems and controls (1 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2016 to 8 Dec 2019)
  • Ashmore Investment Management Limited (no longer approved here)

    FRN 185402

    • CF1 Director (2 Jan 2008 to 26 Nov 2013)
    • CF28 Systems and controls (2 Jan 2008 to 26 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.