Thomas Lack

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cauvery Wealth Ltd

    FRN 1024604

    • SMF3 Executive Director (since 1 Sep 2025)
  • All Seas Capital Partners Ltd (no longer approved here)

    FRN 934423

    • (21)SMF16 Compliance Oversight (22 Nov 2023 to 30 Apr 2025)
    • (20)SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2023 to 30 Apr 2025)
  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
    • CF1 Director (AR) (25 Mar 2019 to 19 Apr 2021)
    • CF4 Partner (30 Mar 2017 to 8 Dec 2019)
  • Pemberton Operational Services UK Limited (no longer approved here)

    FRN 835810

    • (4)Employed By (25 Mar 2019 to 19 Apr 2021)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF10a CASS Oversight function (21 Oct 2013 to 11 Apr 2014)
    • CF29 Significant management (21 Oct 2013 to 11 Apr 2014)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF10a CASS Oversight function (21 Oct 2013 to 11 Apr 2014)
    • CF29 Significant management (21 Oct 2013 to 11 Apr 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Nov 2007 to 22 Mar 2012)
    • CF20 Significant Mgt (Settlements) (21 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (20)SMF17 Money Laundering Reporting Officer (MLRO) at All Seas Capital Partners Ltd

  2. controlled function added: (21)SMF16 Compliance Oversight at All Seas Capital Partners Ltd