Nicole Jayne Gates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • [FCA CF] Manager of certification employee (27 Feb 2024 to 28 Jan 2026)
    • [FCA CF] Material risk taker (28 Feb 2022 to 28 Jan 2026)
    • CF1 Director (AR) (1 Jun 2021 to 13 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2026)
    • SMF27 Partner (9 Dec 2019 to 27 Jan 2026)
    • CF4 Partner (15 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (15 Nov 2016 to 8 Dec 2019)
  • Pemberton Operational Services UK Limited (no longer approved here)

    FRN 835810

    • (2)Employed By (1 Jun 2021 to 13 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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