Pello Capital Limited

• Principal Place of Business

  C/O Adam Henry Stephens (IP No. 9748) and Mark Christopher Ford (IP No. 9521)

  Evelyn Partners LLP

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Staden

  IRN LXS01871

  • CF30 Customer (10 Jan 2017 to 28 Apr 2017)
• Manuela Scheerschmidt

  IRN MXS02326

  • CF22 Investment Adviser (Trainee) (27 Apr 2007 to 1 Jul 2007)
• Mark Crouch

  IRN MAC01322

  • CF30 Customer (19 Jan 2010 to 16 Nov 2012)
• Martin Smith

  IRN MXS01316

  • CF1 Director (AR) (23 Aug 2010 to 1 Apr 2011)
  • Responsible for Insurance Mediation (2 Apr 2009 to 25 May 2010)
  • CF1 Director (5 Feb 2007 to 10 Jun 2010)
  • CF10 Compliance Oversight (5 Feb 2007 to 7 Jul 2010)
  • CF11 Money Laundering Reporting (5 Feb 2007 to 7 Jul 2010)
• Mehmet Urun Akseki

  IRN MUA01005

  • CF30 Customer (10 Nov 2009 to 31 Mar 2010)
• Neill Carl Elloy

  IRN NCE01020

  • CF30 Customer (2 Apr 2015 to 31 Aug 2016)
• Nicholas Charles Bealer

  IRN NCB01038

  • CF30 Customer (24 Mar 2011 to 15 Jun 2018)
• Nicholas Paul Josh

  IRN NPJ01009

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 13 Dec 2022)
  • [FCA CF] Client dealing (1 Jan 2021 to 13 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2023)
  • CF1 Director (7 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (7 Feb 2013 to 8 Dec 2019)
• Nigel Stuart Little

  IRN NSL01007

  • CF30 Customer (20 Dec 2010 to 22 Jul 2011)
  • CF1 Director (20 Dec 2010 to 22 Jul 2011)
• Oliver James Stainer

  IRN OJS01008

  • CF30 Customer (1 Nov 2007 to 21 Jan 2008)
  • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 21 Sep 2007)

• UK Bond Network Limited (no longer appointed)

  FRN 607717 · Appointed 25 Sep 2013 · Until 16 Sep 2016

• Covalence Asset Management Ltd (no longer appointed)

  FRN 502550 · Appointed 19 Jun 2009 · Until 1 Apr 2011

• Cornhill Fund Management LLP (no longer appointed)

  FRN 490859 · Appointed 31 Oct 2008 · Until 28 Oct 2009

No changes recorded yet.