Pello Capital Limited

• Principal Place of Business

  C/O Adam Henry Stephens (IP No. 9748) and Mark Christopher Ford (IP No. 9521)

  Evelyn Partners LLP

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Jordan Humphrey

  IRN OJH01015

  • CF30 Customer (20 Oct 2016 to 29 Jun 2017)
• Paul Alan Mansfield

  IRN PXM01687

  • CF30 Customer (1 Nov 2007 to 23 Jan 2008)
  • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)
  • CF26 Customer Trading (8 Feb 2007 to 31 Oct 2007)
• Paul James Dudley

  IRN PJD01161

  • CF1 Director (23 May 2007 to 1 Aug 2007)
  • CF23 Corporate Finance Adviser (23 May 2007 to 31 Aug 2007)
• Peter Adam Rose

  IRN PAR01116

  • CF30 Customer (24 Sep 2009 to 9 Mar 2011)
• Peter Graham Comrie

  IRN PGC01038

  • CF30 Customer (26 Jan 2009 to 30 Apr 2009)
• Peter Herbert Norris

  IRN PHN01006

  • CF30 Customer (13 Nov 2009 to 22 Jul 2010)
  • CF3 Chief Executive (AR) (13 Nov 2009 to 22 Jul 2010)
• Peter Kemmy Adebisi Barnett

  IRN PXB00347

  • [FCA CF] Functions requiring qualifications (18 May 2021 to 28 Jul 2021)
  • [FCA CF] Client dealing (18 May 2021 to 28 Jul 2021)
• Peter Stephen Dove

  IRN PSD01045

  • CF30 Customer (3 Apr 2009 to 1 Oct 2009)
• Philip Bird

  IRN PXB00329

  • [FCA CF] Client dealing (1 Apr 2021 to 1 Jan 2022)
  • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 1 Jan 2022)
• Renaat Martin C Vissers

  IRN RMV01015

  • CF30 Customer (27 May 2011 to 19 Jun 2015)

• UK Bond Network Limited (no longer appointed)

  FRN 607717 · Appointed 25 Sep 2013 · Until 16 Sep 2016

• Covalence Asset Management Ltd (no longer appointed)

  FRN 502550 · Appointed 19 Jun 2009 · Until 1 Apr 2011

• Cornhill Fund Management LLP (no longer appointed)

  FRN 490859 · Appointed 31 Oct 2008 · Until 28 Oct 2009

No changes recorded yet.