Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 21 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2025)
    • [FCA CF] Client dealing (since 26 May 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Mar 2015 to 8 Dec 2019)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (13 Nov 2009 to 22 Jul 2010)
    • CF3 Chief Executive (AR) (13 Nov 2009 to 22 Jul 2010)
  • Covalence Asset Management Ltd (no longer approved here)

    FRN 502550

    • Employed By (13 Nov 2009 to 22 Jul 2010)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.