PATRIZIA Infrastructure Ltd

• Principal Place of Business

  24 Endell Street

  London

  Camden

  WC2H 9HQ

  UNITED KINGDOM

  Phone

  +442045924689

  Web

  https://www.patrizia.ag/en/investments/real-estate/infrastructure/

• Complaints Contact

  24 Endell Street

  London

  Camden

  WC2H 9HQ

  UNITED KINGDOM

  Phone

  +442045924744

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas James Stockdale

  IRN NJS01113

  • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Oct 2021)
  • CF30 Customer (13 Jun 2016 to 8 Dec 2019)
• Oliver Hailzl

  IRN OXH01091

  • [FCA CF] Manager of certification employee (since 31 Aug 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Nov 2018 to 8 Dec 2019)
• Phillip William Peters

  IRN PWP01012

  • CF2 Non Executive Director (29 Jun 2015 to 16 Dec 2016)
• Phoebe Madeleine Smith

  IRN PXS02931

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (13 Jun 2017 to 8 Dec 2019)
• ROBERT JAMES ALLIN

  IRN RJA01188

  • [FCA CF] Manager of certification employee (since 26 Jul 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jul 2021 to 24 Aug 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Mar 2023)
  • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Dec 2017 to 8 Dec 2019)
• Richard Duc Binh Banh

  IRN RDB01145

  • Director of firm who is not a certification employee or a SMF manager (5 Feb 2021 to 1 Feb 2022)
  • CF2 Non Executive Director (3 Oct 2019 to 8 Dec 2019)
• Roel Aragon

  IRN RXA00210

  • [FCA CF] Client dealing (since 15 Jul 2021)
• Sajidharan Anantakrishnan

  IRN SXA00362

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Simon James Green

  IRN SXG13158

  • CF2 Non Executive Director (2 Jul 2019 to 8 Dec 2019)
• Stephen John Burns

  IRN SJB01629

  • CF10 Compliance Oversight (12 Aug 2013 to 31 Jul 2016)
  • CF11 Money Laundering Reporting (12 Aug 2013 to 31 Jul 2016)
  • CF3 Chief Executive (12 Aug 2013 to 31 Jul 2016)
  • CF30 Customer (12 Aug 2013 to 31 Jul 2016)
  • CF1 Director (12 Aug 2013 to 31 Jul 2016)

No changes recorded yet.