Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Jul 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jul 2021 to 24 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Mar 2023)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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