Nicholas James Stockdale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander Asset Management UK Limited

    FRN 122491

    • [FCA CF] Client dealing (since 8 Apr 2026)
    • [FCA CF] Manager of certification employee (since 8 Apr 2026)
  • QIC European Investment Services Limited (no longer approved here)

    FRN 572243

    • [FCA CF] Material risk taker (16 Jan 2024 to 16 Dec 2025)
    • SMF3 Executive Director (31 Jan 2022 to 16 Dec 2025)
    • [FCA CF] Client dealing (4 Nov 2021 to 16 Dec 2025)
  • PATRIZIA Infrastructure Ltd (no longer approved here)

    FRN 599417

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2021)
    • CF30 Customer (13 Jun 2016 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (27 Nov 2012 to 12 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.