QIC European Investment Services Limited

Date authorised
1 April 2013
Companies House
07804418
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 9 Mid City Place
    71 High Holborn Street
    London
    WC1V 6EA
    UNITED KINGDOM
    Phone
    +442070928239
    Web
    https://www.qic.com

  • Complaints Contact

    Level 9 Mid City Place
    71 High Holborn Street
    London
    WC1V 6EA
    UNITED KINGDOM
    Phone
    +442070928239

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ALISON ANNE TOWERS

    IRN AAT01056

    • CF30 Customer (8 Aug 2013 to 7 May 2014)
  • Abdul Shamsin

    IRN AXS07046

    • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
  • Alexander Withers

    IRN AXW02336

    • CF10 Compliance Oversight (18 May 2017 to 10 May 2019)
    • CF11 Money Laundering Reporting (18 May 2017 to 10 May 2019)
  • Amelia Charlotte Henning

    IRN ACN01025

    • [FCA CF] Manager of certification employee (28 Sep 2023 to 29 Feb 2024)
    • [FCA CF] Client dealing (29 Aug 2022 to 29 Feb 2024)
  • Andrew Robinson

    IRN AXR02287

    • [FCA CF] Material risk taker (since 5 Dec 2023)
    • SMF16 Compliance Oversight (since 10 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 May 2023)
  • Anthony Christopher John Solway

    IRN ACS01108

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2022)
    • CF2 Non Executive Director (16 May 2012 to 8 Dec 2019)
  • Benjamin Fisher

    IRN BXF01231

    • CF30 Customer (21 Jan 2015 to 5 May 2016)
  • Benjamin Sanders

    IRN BXS01833

    • CF30 Customer (17 Nov 2014 to 30 Mar 2015)
  • Chris OConnor

    IRN CXO00029

    • [FCA CF] Client dealing (9 Dec 2020 to 21 May 2021)
  • Christian Eugen Schmid

    IRN CES01066

    • [FCA CF] Client dealing (9 Dec 2020 to 21 Dec 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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