Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QIC European Investment Services Limited
FRN 572243
- [FCA CF] Material risk taker (since 5 Dec 2023)
- SMF16 Compliance Oversight (since 10 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 May 2023)
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- [FCA CF] Client dealing (14 May 2021 to 10 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2022)
- CF11 Money Laundering Reporting (7 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Oct 2016 to 8 Dec 2019)
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- [FCA CF] Client dealing (14 May 2021 to 10 Jun 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2022)
- CF10 Compliance Oversight (28 Dec 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Dec 2018 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2021)
- CF11 Money Laundering Reporting (24 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Oct 2016 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (14 Oct 2013 to 11 Jun 2015)
- CF10 Compliance Oversight (14 Oct 2013 to 11 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.