Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 5 Dec 2023)
    • SMF16 Compliance Oversight (since 10 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 May 2023)
  • Omers Private Equity Europe Limited (no longer approved here)

    FRN 569228

    • [FCA CF] Client dealing (14 May 2021 to 10 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2022)
    • CF11 Money Laundering Reporting (7 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2016 to 8 Dec 2019)
  • Oxford Properties Management (UK) Limited (no longer approved here)

    FRN 821323

    • [FCA CF] Client dealing (14 May 2021 to 10 Jun 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2022)
    • CF10 Compliance Oversight (28 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Dec 2018 to 8 Dec 2019)
  • OMERS INFRASTRUCTURE EUROPE LIMITED (no longer approved here)

    FRN 562299

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2021)
    • CF11 Money Laundering Reporting (24 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Oct 2016 to 8 Dec 2019)
  • Coronation International Limited (no longer approved here)

    FRN 194231

    • CF11 Money Laundering Reporting (14 Oct 2013 to 11 Jun 2015)
    • CF10 Compliance Oversight (14 Oct 2013 to 11 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

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