Oxford Properties Management (UK) Limited

• Principal Place of Business

  Oxford Properties Management (UK) Ltd

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442078228300

  Web

  https://www.oxfordproperties.com

• Complaints Contact

  Oxford Properties Management (UK) Ltd

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442078228300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abigail Jane Shapiro

  IRN AJS01770

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2025)
  • CF30 Customer (28 Dec 2018 to 8 Dec 2019)
• Adil Salah

  IRN AXS05415

  • [FCA CF] Client dealing (since 18 Feb 2025)
• Alicia Peters

  IRN AXP00646

  • [FCA CF] Client dealing (since 5 Jul 2022)
• Alison Jane Lambert

  IRN AJL01328

  • [FCA CF] Client dealing (14 May 2021 to 1 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2022)
  • CF30 Customer (28 Dec 2018 to 8 Dec 2019)
  • CF1 Director (28 Dec 2018 to 8 Dec 2019)
• Andrew Robinson

  IRN AXR02287

  • [FCA CF] Client dealing (14 May 2021 to 10 Jun 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2022)
  • CF11 Money Laundering Reporting (28 Dec 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 Dec 2018 to 8 Dec 2019)
• Ann Mary Hodgetts

  IRN AXH00316

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2023)
• Antara Woodring

  IRN AXW00765

  • [FCA CF] Client dealing (since 6 Jun 2023)
• Christopher Philip Carter Keall

  IRN CPC01049

  • CF30 Customer (28 Dec 2018 to 31 Jul 2019)
• David Alasdair William Matheson

  IRN DAM01149

  • [FCA CF] Client dealing (14 May 2021 to 2 Nov 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2021)
  • CF1 Director (28 Dec 2018 to 8 Dec 2019)
  • CF30 Customer (28 Dec 2018 to 8 Dec 2019)
• Deborah Louise Green

  IRN DXG00465

  • [FCA CF] Client dealing (10 May 2023 to 4 Dec 2024)

No changes recorded yet.