Patria Private Equity (Europe) Limited

• Principal Place of Business

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

  Web

  https://www.patria.com/global-private-market-solutions/

• Complaints Contact

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mario Cugini

  IRN MXC00165

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2023)
• Mark Alan Nelson Nicolson

  IRN MAN01061

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
• Mark Hardiman

  IRN MXH91165

  • [FCA CF] Significant management (7 Nov 2022 to 27 Feb 2024)
• Mark Kaye

  IRN MXK00399

  • [FCA CF] Significant management (27 Sep 2021 to 26 Apr 2024)
• Martin Bowden

  IRN MXB00553

  • [FCA CF] Significant management (9 Dec 2019 to 20 Dec 2019)
• Martin Kwiatkowski

  IRN MXK02773

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
• Merrick James McKay

  IRN MJM01173

  • SMF1 Chief Executive (since 15 Nov 2022)
  • SMF3 Executive Director (since 15 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Nov 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Nov 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 15 Nov 2022)
  • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
• Michael Gordon Blair

  IRN MXB02258

  • [FCA CF] Significant management (7 Sep 2022 to 31 Jul 2023)
• Michael John O'Brien

  IRN MJO01049

  • [FCA CF] Material risk taker (8 Dec 2023 to 26 Apr 2024)
• Michael Tumilty

  IRN MXT01680

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)

No changes recorded yet.