Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 15 Nov 2022)
    • SMF27 Partner (since 15 Nov 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Nov 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Nov 2022)
    • CF30 Customer (28 Jan 2015 to 8 Dec 2019)
    • SMF3 Executive Director (since 15 Nov 2022)
    • SMF1 Chief Executive (since 15 Nov 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Nov 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Nov 2022)
    • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (28 Nov 2023 to 26 Apr 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (23 Mar 2018 to 8 Dec 2019)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (24 Jul 2012 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.