Michael John O'Brien

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (8 Dec 2023 to 24 May 2025)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (8 Dec 2023 to 24 May 2025)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (8 Dec 2023 to 26 Apr 2024)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Material risk taker (8 Dec 2023 to 26 Apr 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (28 Sep 2017 to 26 Feb 2019)
    • [FCA CF] Material risk taker (1 Mar 2017 to 26 Feb 2019)
    • CF29 Significant management (10 Jun 2011 to 6 Mar 2016)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF1 Director (10 Dec 2014 to 30 May 2018)
    • CF3 Chief Executive (10 Dec 2014 to 30 May 2018)
    • CF29 Significant management (10 Jun 2011 to 9 Jan 2015)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF1 Director (10 Dec 2014 to 30 May 2018)
    • CF3 Chief Executive (10 Dec 2014 to 30 May 2018)
    • CF29 Significant management (10 Jun 2011 to 9 Jan 2015)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF3 Chief Executive (10 Dec 2014 to 30 May 2018)
    • CF1 Director (10 Dec 2014 to 30 May 2018)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • Responsible for Insurance Mediation (20 Apr 2010 to 28 Jun 2010)
    • CF29 Significant management (13 Jan 2010 to 28 Jun 2010)
    • CF1 Director (13 Jan 2010 to 28 Jun 2010)
    • CF30 Customer (1 Dec 2009 to 28 Jun 2010)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF1 Director (17 Feb 2010 to 28 Jun 2010)
    • CF30 Customer (1 Nov 2007 to 28 Jun 2010)
    • CF29 Significant management (1 Nov 2007 to 28 Jun 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (8 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this individual's record on the FCA register.

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