Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M & G Securities Limited
FRN 122057
- SMF3 Executive Director (since 4 Dec 2025)
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Significant management (since 5 Aug 2025)
- [FCA CF] Manager of certification employee (since 5 Aug 2025)
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- [FCA CF] Manager of certification employee (since 5 Aug 2025)
- [FCA CF] Significant management (since 5 Aug 2025)
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- [FCA CF] Material risk taker (8 Apr 2025 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (8 Apr 2025 to 30 Jun 2025)
- [FCA CF] Significant management (8 Apr 2025 to 30 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 7 Apr 2025)
- CF1 Director (9 Nov 2016 to 8 Dec 2019)
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- SMF3 Executive Director (27 Feb 2024 to 30 Jun 2025)
- SMF24 Chief Operations (17 Nov 2023 to 30 Jun 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 17 Nov 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
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- SMF24 Chief Operations (17 Nov 2023 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 17 Nov 2023)
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- SMF24 Chief Operations (17 Nov 2023 to 30 Jun 2025)
- [FCA CF] Material risk taker (24 Apr 2020 to 9 Sep 2021)
- [FCA CF] Manager of certification employee (24 Apr 2020 to 17 Nov 2023)
- [FCA CF] Significant management (24 Apr 2020 to 17 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (24 Apr 2020 to 25 Apr 2020)
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- SMF24 Chief Operations (17 Nov 2023 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 17 Nov 2023)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2022)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.