Patria Private Equity (Europe) Limited

• Principal Place of Business

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

  Web

  https://www.patria.com/global-private-market-solutions/

• Complaints Contact

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michele Ann Henry-Woods

  IRN MXH01023

  • [FCA CF] Significant management (15 Jun 2023 to 26 Apr 2024)
• Nalaka De Silva

  IRN KLD01060

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
  • CF30 Customer (23 Mar 2018 to 8 Dec 2019)
• Nasima Begum

  IRN NXB00262

  • [FCA CF] Significant management (5 Jul 2021 to 26 Aug 2022)
• Natalie Suzanne Bangay

  IRN NSB01083

  • CF30 Customer (18 Jan 2018 to 24 Aug 2018)
• Neil Dolby

  IRN NXD00053

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
• Neil Lindsay Nicholson Machray

  IRN NLM01023

  • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jun 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 22 Jun 2020)
  • CF1 Director (31 Jul 2019 to 8 Dec 2019)
  • CF28 Systems and controls (13 Dec 2016 to 8 Dec 2019)
• Neil MacKay

  IRN NXM00065

  • [FCA CF] Significant management (9 Dec 2019 to 5 Nov 2021)
• Neil Slater

  IRN NXS00159

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Apr 2021)
• Nicholas David Whitfield

  IRN NXW00204

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2022)
  • SMF16 Compliance Oversight (since 24 Jun 2022)
• Noel Thomas Butwell

  IRN NXB08354

  • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)

No changes recorded yet.