Nicholas David Whitfield

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PATRIA INVESTMENTS UK LIMITED
FRN 563704
- SMF16 Compliance Oversight (since 22 Jul 2024)
Patria Capital Partners LLP
FRN 469934
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2022)
- SMF16 Compliance Oversight (since 24 Jun 2022)
Patria Private Equity (Europe) Limited
FRN 755580
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2022)
- SMF16 Compliance Oversight (since 24 Jun 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.