PATRIA INVESTMENTS UK LIMITED

Date authorised
1 April 2013
Companies House
07381124
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Balderton Street
    8th Floor
    London
    W1K 6TL
    UNITED KINGDOM
    Phone
    +4402035306600
    Web
    https://www.patria.com

  • Complaints Contact

    20 Balderton Street
    8th Floor
    London
    W1K 6TL
    UNITED KINGDOM
    Phone
    +4402035306600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandre Teixeira de Assumpcao Saigh

    IRN AXT01702

    • SMF3 Executive Director (16 Dec 2021 to 4 Apr 2025)
    • CF2 Non Executive Director (21 Feb 2012 to 8 Dec 2019)
  • André Mauricio de Camargo Penalva

    IRN AMP01214

    • CF2 Non Executive Director (14 May 2014 to 8 Dec 2019)
  • Daniel Rosenthal Ayash

    IRN DXR01661

    • CF30 Customer (12 Jun 2013 to 6 Jun 2017)
    • CF11 Money Laundering Reporting (12 Jun 2013 to 6 Jun 2017)
    • CF10 Compliance Oversight (12 Jun 2013 to 6 Jun 2017)
    • CF1 Director (12 Jun 2013 to 6 Jun 2017)
  • EDUARDO DORING PINHO DA SILVA

    IRN EXD01290

    • [FCA CF] Client dealing (since 1 Apr 2020)
  • Juan Luis Riveira Palma

    IRN JXR00771

    • [FCA CF] Significant management (since 30 Nov 2023)
    • [FCA CF] Client dealing (since 30 Nov 2023)
  • Luis Lopes

    IRN LFL01004

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2019)
    • CF10 Compliance Oversight (13 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Jun 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (10 Jun 2013 to 9 Feb 2016)
    • CF3 Chief Executive (21 Feb 2012 to 31 May 2013)
    • CF30 Customer (21 Feb 2012 to 8 Dec 2019)
    • CF1 Director (21 Feb 2012 to 31 May 2013)
  • Luiz Otavio Reis de Magalhaes

    IRN LOR01005

    • CF2 Non Executive Director (21 Feb 2012 to 23 Mar 2016)
  • Lynsey Clare Register

    IRN LCR01028

    • CF30 Customer (13 Dec 2017 to 9 Sep 2018)
  • Nazir Yasser Tarraf

    IRN NXT00090

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Nicholas David Whitfield

    IRN NXW00204

    • SMF16 Compliance Oversight (since 22 Jul 2024)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.