Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
PATRIA INVESTMENTS UK LIMITED
FRN 563704
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2019)
- CF10 Compliance Oversight (13 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Jun 2017 to 8 Dec 2019)
- CF2 Non Executive Director (10 Jun 2013 to 9 Feb 2016)
- CF30 Customer (21 Feb 2012 to 8 Dec 2019)
- CF3 Chief Executive (21 Feb 2012 to 31 May 2013)
- CF1 Director (21 Feb 2012 to 31 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.