Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Apr 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • SMF1 Chief Executive (25 Jun 2021 to 15 Oct 2021)
    • SMF3 Executive Director (25 Jun 2021 to 15 Oct 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (20 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (20 Sep 2019 to 8 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (2 Dec 2019 to 3 Jul 2025)
    • CF1 Director (20 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (20 Sep 2019 to 8 Dec 2019)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (4 Apr 2023 to 1 Sep 2023)
    • [FCA CF] Material risk taker (1 Jan 2023 to 1 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2021)
    • CF1 Director (6 Feb 2019 to 8 Dec 2019)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (1 Jan 2023 to 2 Jan 2023)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Material risk taker (1 Jan 2023 to 2 Jan 2023)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (1 Jan 2023 to 2 Jan 2023)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (1 Jan 2023 to 2 Jan 2023)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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