Pacific Capital Partners Limited

• Principal Place of Business

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

  Web

  https://www.pacificam.co.uk

• Complaints Contact

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Samuel John Laurence Tucker

  IRN SJT01271

  • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
• Samuel Lewis

  IRN SXL00594

  • [FCA CF] Client dealing (3 Jan 2023 to 6 Mar 2026)
• Sebastian Duncan Stewart

  IRN SDS01142

  • [FCA CF] Client dealing (since 5 Feb 2024)
  • [FCA CF] Material risk taker (since 5 Feb 2024)
• Shayne Mitchell Dunlap

  IRN SMD01059

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
• Simon James Lowans

  IRN SXL00254

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • [FCA CF] Significant management (since 10 Dec 2019)
• Simon Mark Foxley

  IRN SMF01050

  • CF30 Customer (4 Apr 2011 to 4 Dec 2014)
• Simon Paul Joiner

  IRN SPJ01050

  • CF1 Director (17 Aug 2015 to 7 Mar 2017)
  • CF30 Customer (8 Oct 2014 to 7 Mar 2017)
• Simon Wilson

  IRN SLW01051

  • CF30 Customer (23 Nov 2011 to 11 Aug 2015)
  • CF1 Director (23 Nov 2011 to 11 Aug 2015)
• Sri Ayilavan Thedchana Moorthy

  IRN SAM01144

  • CF28 Systems and controls (1 Mar 2016 to 5 May 2017)
  • CF30 Customer (1 Mar 2016 to 5 May 2017)
• Stephen Anthony Quinn

  IRN SAQ01010

  • CF30 Customer (6 Sep 2011 to 30 Jun 2012)

• GP-SF LLP (no longer appointed)

  FRN 520421 · Appointed 17 Mar 2010 · Until 4 Dec 2014

No changes recorded yet.