Simon Paul Joiner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quinbrook Infrastructure Partners Limited (no longer approved here)

    FRN 766303

    • SMF16 Compliance Oversight (26 May 2023 to 16 Sep 2024)
    • SMF3 Executive Director (26 May 2023 to 16 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 May 2023 to 16 Sep 2024)
  • InfraBridge Investors (UK) Limited (no longer approved here)

    FRN 452656

    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2022)
    • CF1 Director (12 Mar 2019 to 8 Dec 2019)
    • CF28 Systems and controls (12 Mar 2019 to 8 Dec 2019)
  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • CF1 Director (17 Aug 2015 to 7 Mar 2017)
    • CF30 Customer (8 Oct 2014 to 7 Mar 2017)
  • Topor & Co. Limited (no longer approved here)

    FRN 549945

    • CF11 Money Laundering Reporting (14 Jan 2013 to 18 Sep 2014)
    • CF10 Compliance Oversight (14 Jan 2013 to 18 Sep 2014)
    • CF30 Customer (14 Jan 2013 to 18 Sep 2014)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 22 Oct 2008)
    • CF26 Customer Trading (30 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Nov 2004 to 30 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.