Topor & Co. Limited

Date authorised
1 April 2013
Companies House
07151311
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Topor & Co. Limited
    Fora Borough Yards
    13 Dirty Lane
    London
    SE1 9PA
    UNITED KINGDOM
    Phone
    +442031291100
    Web
    https://www.topor.co.uk

  • Complaints Contact

    Topor & Co. Limited
    Fora Borough Yards
    13 Dirty Lane
    London
    SE1 9PA
    UNITED KINGDOM
    Phone
    +442031291100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arjun Chatterji

    IRN AXC03416

    • Director of firm who is not a certification employee or a SMF manager (since 28 Jan 2025)
  • Brett Matthew McKeone

    IRN BMM01102

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Jan 2025)
    • CF2 Non Executive Director (12 Mar 2018 to 8 Dec 2019)
  • Howard Stanley Marks

    IRN HSM01012

    • CF2 Non Executive Director (16 Aug 2011 to 24 Jan 2018)
  • Jasmine Topor

    IRN JXT01612

    • CF2 Non Executive Director (25 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (16 Aug 2011 to 24 Sep 2012)
  • Ohad Topor

    IRN OXT00011

    • Director of firm who is not a certification employee or a SMF manager (since 19 May 2020)
  • Ohad Topor

    IRN OXT01053

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 19 May 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 19 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 May 2020)
    • CF10 Compliance Oversight (16 Aug 2011 to 15 Jan 2013)
    • CF3 Chief Executive (16 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (16 Aug 2011 to 8 Dec 2019)
    • CF1 Director (16 Aug 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Aug 2011 to 15 Jan 2013)
  • Simon Paul Joiner

    IRN SPJ01050

    • CF10 Compliance Oversight (14 Jan 2013 to 18 Sep 2014)
    • CF11 Money Laundering Reporting (14 Jan 2013 to 18 Sep 2014)
    • CF30 Customer (14 Jan 2013 to 18 Sep 2014)
  • Stuart Macdonald Kinnaird

    IRN SXK00161

    • [FCA CF] Material risk taker (9 Nov 2020 to 8 Apr 2022)
    • [FCA CF] Client dealing (9 Nov 2020 to 8 Apr 2022)
  • Tiziano Del Nobile

    IRN TXD01382

    • [FCA CF] Manager of certification employee (since 14 Sep 2020)
    • SMF1 Chief Executive (since 14 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Sep 2020)
    • SMF16 Compliance Oversight (since 14 Sep 2020)
    • SMF3 Executive Director (since 14 Sep 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.