Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pacific Capital Partners Limited
FRN 171200
- [FCA CF] Material risk taker (since 31 Mar 2022)
- [FCA CF] Client dealing (since 10 Dec 2019)
- CF30 Customer (18 Sep 2018 to 8 Dec 2019)
-
- CF30 Customer (22 Oct 2015 to 3 Apr 2018)
-
- CF30 Customer (1 Nov 2007 to 22 Jul 2015)
- CF21 Investment Adviser (31 Mar 2002 to 31 Oct 2007)
- CF26 Customer Trading (31 Mar 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.