Simon Mark Foxley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF1 Director (AR) (13 Mar 2019 to 14 Dec 2021)
    • CF30 Customer (18 Aug 2015 to 15 Mar 2019)
    • CF4 Partner (AR) (19 Dec 2014 to 13 Mar 2019)
  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • CF30 Customer (4 Apr 2011 to 4 Dec 2014)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 29 Jun 2009)
    • CF29 Significant management (1 Nov 2007 to 29 Jun 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (17 Dec 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Dec 2003 to 31 Oct 2007)
  • LENDLEASE REAL ESTATE INVESTMENTS (EUROPE) LIMITED (no longer approved here)

    FRN 189452

    • CF27 Investment Management (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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