Pacific Capital Partners Limited

• Principal Place of Business

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

  Web

  https://www.pacificam.co.uk

• Complaints Contact

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Michael Painter

  IRN SMP01084

  • [FCA CF] Material risk taker (since 3 Apr 2023)
  • [FCA CF] Significant management (since 3 Apr 2023)
• Steven Paul Grahame

  IRN SXG01201

  • CF30 Customer (12 May 2010 to 5 Feb 2014)
• Stuart David Roberts

  IRN SDR01070

  • CF1 Director (27 Mar 2007 to 7 Oct 2019)
• Tarek Chebbi

  IRN TXC01590

  • [FCA CF] Client dealing (10 Dec 2019 to 22 Jul 2022)
  • CF30 Customer (15 May 2017 to 8 Dec 2019)
• Theodore Matthew Nyhus

  IRN TMN01016

  • CF30 Customer (1 Dec 2017 to 31 Oct 2018)
• Timothy George Eyles

  IRN TXE91175

  • SMF9 Chair of the Governing Body (since 4 Nov 2020)
• Timothy Sebastian Short

  IRN TSS01012

  • CF30 Customer (20 Oct 2011 to 12 Oct 2012)
• Toby Richard Hayes

  IRN TRH01038

  • CF30 Customer (28 May 2010 to 31 Aug 2013)
• Vladimir Kobelev

  IRN VXK01094

  • [FCA CF] Client dealing (10 Dec 2019 to 30 Jun 2021)
  • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
• William Arthur Bartleet

  IRN WAB01036

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)

• GP-SF LLP (no longer appointed)

  FRN 520421 · Appointed 17 Mar 2010 · Until 4 Dec 2014

No changes recorded yet.