Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Herschel House58 Herschel StreetSloughBerkshireSL1 1PGUNITED KINGDOM- Phone
- +441753551111
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Complaints Contact
Herschel House58 Herschel StreetSloughBerkshireSL1 1PGUNITED KINGDOM- Phone
- +441753551111
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian Radford Fleming
IRN IRF01017
- CF30 Customer (19 May 2014 to 13 Jan 2017)
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Ian Stephen Anderson
IRN ISA01008
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
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John Christopher Aherne
IRN JCA00011
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
- [FCA CF] Client dealing (since 1 Sep 2020)
- CF30 Customer (15 Apr 2008 to 8 Dec 2019)
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John Owen English
IRN JOE00004
- CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2004)
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Mark John Donougher
IRN MJD01340
- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF23 Corporate Finance Adviser (15 Aug 2007 to 31 Oct 2007)
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Mark Jonathon Weber
IRN MJW01328
- CF24 Pension Transfer Specialist (5 Aug 2002 to 18 Oct 2002)
- CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
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Neale Andrew Hayter
IRN NAH00032
- CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Feb 2002)
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
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Nicolas Abarno
IRN NXA00005
- CF30 Customer (5 Dec 2011 to 4 Feb 2014)
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Nigel Leonard Hawkins
IRN NLH01015
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Jan 2022)
- [FCA CF] Client dealing (1 Sep 2020 to 2 Jan 2022)
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Paul Derek Hunt
IRN PDH01111
- CF21 Investment Adviser (18 Aug 2005 to 14 Oct 2005)
- CF24 Pension Transfer Specialist (18 Aug 2005 to 14 Oct 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.