Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Herschel House58 Herschel StreetSloughBerkshireSL1 1PGUNITED KINGDOM- Phone
- +441753551111
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Complaints Contact
Herschel House58 Herschel StreetSloughBerkshireSL1 1PGUNITED KINGDOM- Phone
- +441753551111
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Anthony Oury
IRN RAO01033
- SMF27 Partner (9 Dec 2019 to 30 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (31 Aug 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2005)
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Russell Thomas James
IRN RTJ01015
- CF4 Partner (10 Apr 2002 to 31 Mar 2005)
- CF23 Corporate Finance Adviser (10 Apr 2002 to 31 Mar 2005)
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Saul Gideon Conway
IRN SGC01048
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Dec 2002)
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Simon Anthony Peter Rowberry
IRN SAR00005
- CF21 Investment Adviser (1 May 2002 to 21 Dec 2004)
- CF24 Pension Transfer Specialist (1 May 2002 to 21 Dec 2004)
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Stephen Dunn
IRN SRD01075
- CF22 Investment Adviser (Trainee) (11 Jul 2006 to 18 May 2007)
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Stuart Wilson Elder
IRN SWE01012
- CF21 Investment Adviser (5 Feb 2007 to 5 Apr 2007)
- CF24 Pension Transfer Specialist (5 Feb 2007 to 5 Apr 2007)
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Zoe Holmes
IRN ZXC01004
- CF21 Investment Adviser (1 Jan 2003 to 18 Feb 2004)
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Zubin Maini
IRN ZOM01000
- CF30 Customer (9 Apr 2009 to 8 Sep 2011)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.