Date authorised
1 December 2001
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Herschel House
    58 Herschel Street
    Slough
    Berkshire
    SL1 1PG
    UNITED KINGDOM
    Phone
    +441753551111
  • Complaints Contact

    Herschel House
    58 Herschel Street
    Slough
    Berkshire
    SL1 1PG
    UNITED KINGDOM
    Phone
    +441753551111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Anthony Oury

    IRN RAO01033

    • SMF27 Partner (9 Dec 2019 to 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (31 Aug 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2005)
  • Russell Thomas James

    IRN RTJ01015

    • CF4 Partner (10 Apr 2002 to 31 Mar 2005)
    • CF23 Corporate Finance Adviser (10 Apr 2002 to 31 Mar 2005)
  • Saul Gideon Conway

    IRN SGC01048

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Dec 2002)
  • Simon Anthony Peter Rowberry

    IRN SAR00005

    • CF21 Investment Adviser (1 May 2002 to 21 Dec 2004)
    • CF24 Pension Transfer Specialist (1 May 2002 to 21 Dec 2004)
  • Stephen Dunn

    IRN SRD01075

    • CF22 Investment Adviser (Trainee) (11 Jul 2006 to 18 May 2007)
  • Stuart Wilson Elder

    IRN SWE01012

    • CF21 Investment Adviser (5 Feb 2007 to 5 Apr 2007)
    • CF24 Pension Transfer Specialist (5 Feb 2007 to 5 Apr 2007)
  • Zoe Holmes

    IRN ZXC01004

    • CF21 Investment Adviser (1 Jan 2003 to 18 Feb 2004)
  • Zubin Maini

    IRN ZOM01000

    • CF30 Customer (9 Apr 2009 to 8 Sep 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.