Saul Gideon Conway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A S Financial Limited

    FRN 527263

    • SMF1 Chief Executive (since 31 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2011 to 2 Mar 2016)
  • ASFC LLP

    FRN 518468

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 11 Oct 2016)
    • CF3 Chief Executive (16 Jul 2019 to 8 Dec 2019)
    • CF4 Partner (11 Jun 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Jun 2010 to 30 Sep 2018)
    • CF30 Customer (11 Jun 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jun 2010 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (6 Mar 2006 to 21 Mar 2006)
  • Atlantic Swiss Limited (423) (no longer approved here)

    FRN 206504

    • Employed By (22 Sep 2004 to 21 Mar 2006)
  • Oury Clark (no longer approved here)

    FRN 100556

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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