Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Jan 2022)
- [FCA CF] Client dealing (1 Sep 2020 to 2 Jan 2022)
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- CF30 Customer (10 Aug 2015 to 1 Jul 2020)
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- CF30 Customer (4 Sep 2014 to 12 Jan 2015)
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- CF30 Customer (1 May 2010 to 28 Feb 2014)
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- CF30 Customer (1 Nov 2007 to 8 Jul 2008)
- CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 Jan 2005 to 9 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.