Ian Radford Fleming

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • [FCA CF] Functions requiring qualifications (28 Mar 2022 to 28 Feb 2025)
    • [FCA CF] Client dealing (28 Mar 2022 to 28 Feb 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
  • Oury Clark (no longer approved here)

    FRN 100556

    • CF30 Customer (19 May 2014 to 13 Jan 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 23 Apr 2014)
    • CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2006 to 20 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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