OSTTRA SEF LIMITED

• Principal Place of Business

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4402078189000

  Web

  https://osttra.com/nex-sef/

• Complaints Contact

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4407710011549

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Francis Houston

  IRN PFH01047

  • SMF1 Chief Executive (30 Jan 2024 to 10 Oct 2025)
  • SMF3 Executive Director (30 Jan 2024 to 10 Oct 2025)
• Paul Windibank

  IRN PXW00220

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
• Philip Edward Hermon

  IRN PEH01078

  • [FCA CF] Client dealing (27 Nov 2023 to 30 Sep 2024)
  • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Sep 2024)
• Richard Wenzel

  IRN RXW00268

  • [FCA CF] Client dealing (27 Jul 2020 to 30 Sep 2021)
• Robert Charles Standing

  IRN RCS01039

  • CF2 Non Executive Director (25 Aug 2017 to 8 Dec 2019)
• Roberto De Azevedo

  IRN RXD00191

  • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
• Robin Simon Graham Oliver

  IRN RSO01007

  • CF11 Money Laundering Reporting (7 Mar 2014 to 6 May 2015)
  • CF10 Compliance Oversight (7 Jun 2013 to 6 May 2015)
• Samuel Bevin

  IRN SXB02711

  • CF11 Money Laundering Reporting (29 Jan 2013 to 21 Feb 2014)
• Serge Robitaille Marston

  IRN SRM01089

  • SMF3 Executive Director (5 Apr 2022 to 10 Oct 2025)
• Seth James Burnett Johnson

  IRN SXJ01149

  • CF1 Director (21 Dec 2016 to 15 Nov 2019)

No changes recorded yet.