Philip Edward Hermon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROKERTEC EUROPE LIMITED

    FRN 161197

    • [FCA CF] Significant management (since 31 Mar 2026)
    • [FCA CF] Client dealing (27 Nov 2023 to 30 Mar 2026)
    • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Mar 2026)
  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • [FCA CF] Client dealing (27 Nov 2023 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Sep 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 May 2013 to 3 Jul 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (10 Dec 2010 to 1 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.