Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • CF2 Non Executive Director (25 Aug 2017 to 8 Dec 2019)
  • DG Partners LLP (no longer approved here)

    FRN 218913

    • CF30 Customer (1 Nov 2007 to 10 Apr 2012)
    • CF3 Chief Executive (5 Nov 2003 to 12 Aug 2013)
    • CF8 Apportionment and Oversight (5 Nov 2003 to 31 Oct 2007)
    • CF27 Investment Management (22 Apr 2003 to 31 Oct 2007)
    • CF4 Partner (22 Apr 2003 to 12 Aug 2013)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF27 Investment Management (14 Aug 2002 to 31 Mar 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF27 Investment Management (14 Aug 2002 to 31 Mar 2003)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF27 Investment Management (1 Dec 2001 to 31 Mar 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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